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Series Prep 22 Practice Test

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Series Prep 22 Practice Test

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Series Prep 22 Practice Test
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Demonstration
Question 1
1 point
1/3
What is an allowable action for a dealer to meet the minimum unit sales in a mini-max DPP offering before the deadline?

Question 2
1 point
2/3
In a Direct Participation Program (DPP) offering, the issuer, sponsor, or dealer is not allowed to:

Question 3
1 point
3/3
In a Direct Participation Program (DPP) offering, the issuer, sponsor, or dealer is not allowed to:

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DEMONSTRATION
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